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Risk Management: Identifying and Managing Operational Risks

Best for: Investment Manager, Risk Analyst, Portfolio Manager, Investment Operations Officer, Compliance Officer.

Operational risks are an inherent part of investment management. Unforeseen events or internal failures can disrupt operations and lead to significant losses. This prompt guides you in identifying and managing operational risks in your investment risk management framework, providing a structured approach to mitigate potential threats and ensure the smooth functioning of your investment operations. By implementing the steps outlined in this prompt, you can proactively identify and address operational risks, enhancing the resilience and effectiveness of your investment management framework.

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